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Lexia Ann Schwartz

Canaccord Genuity LLC

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About Lexia Ann Schwartz

Lexia Ann Schwartz is a financial professional with over 10 years of experience in the industry. Lexia is a Registered Representative with Canaccord Genuity LLC, a leading global financial services firm, specializing in investment banking, wealth management and capital markets. She holds a variety of licenses and certifications, including Series 3, 4, 7, 24, 63, 79, 99TO, and SIE. Lexia's previous experience includes roles at PETSKY PRUNIER SECURITIES, LLC, RBS SECURITIES INC., and GFI SECURITIES LLC.

Firm Information

Lexia Schwartz is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lexia Schwartz’s Registration & Firm History

NY

02/25/2019 - Present

Canaccord Genuity LLC (New York NY)

NY

04/28/2015 - 03/11/2019

PETSKY PRUNIER SECURITIES, LLC (NEW YORK NY)

CT

01/13/2014 - 04/10/2015

RBS SECURITIES INC. (STAMFORD CT)

NY

10/24/2012 - 01/28/2014

GFI SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2022

Series 24 - General Securities Principal Examination

BC

Issued 07/22/2013

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/17/2012

Series 3 - National Commodity Futures Examination

BC

Issued 10/23/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lexia Ann Schwartz.
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