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Lexi M Karsay

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Lexi M Karsay

Lexi Karsay is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 25 years of experience in the financial services industry. Lexi is licensed in 53 states and holds Series 6, 7, 9, 10, 24, 26, 63, and 65 licenses. Lexi's specializations include investments for individuals, businesses, and charitable organizations. Lexi also provides financial planning services for individuals and families, as well as educational seminars and research reports.

Firm Information

Lexi Karsay is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lexi Karsay’s Registration & Firm History

AZ

10/25/2013 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)

AZ

02/01/2011 - 07/16/2013

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

AZ

07/12/2007 - 08/06/2010

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

NA

05/26/2005 - 06/25/2007

AIG FINANCIAL ADVISORS, INC. (PHOENIX )

AZ

09/25/2002 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

AZ

09/25/2002 - 12/31/2004

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

AZ

09/25/2002 - 01/14/2003

SPELMAN & CO., INC. (PHOENIX AZ)

CT

11/14/1996 - 08/16/2002

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

IA

Issued 04/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/01/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/17/1998

Series 24 - General Securities Principal Examination

BC

Issued 12/15/1997

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1998

Series 7 - General Securities Representative Examination

BC

Issued 11/13/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lexi M Karsay.
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