Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Walter Race is a financial advisor with Ameriprise Financial Services, LLC. Lewis has been in the financial services industry since March 7, 1996. Lewis currently holds licenses in Texas and Washington. Lewis previously worked at Northwestern Mutual Investment Services, LLC and Financial Network Investment Corporation. Lewis specializes in providing investment advice to individuals and businesses. Lewis is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/07/2018 - Present
Ameriprise Financial Services, LLC (Redmond WA)
WA
02/28/2008 - 09/21/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SEATTLE WA)
WA
01/04/2006 - 12/20/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (BELLEVUE WA)
CA
03/23/1998 - 10/17/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
VA
10/10/1994 - 12/02/1997
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BOTH
Issued 01/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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