Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Patterson is an investment banking professional with over 7 years of experience in the financial services industry. Lewis is currently registered with Raine Securities LLC and holds a Series 7, Series 63, Series 79TO, and SIE license. Lewis has prior experience with GSP Securities LLC and HSBC Securities (USA) Inc. Lewis is registered to conduct business in 26 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/27/2020 - Present
Raine Securities LLC (NEW YORK NY)
NY
04/15/2014 - 08/28/2018
GSP SECURITIES LLC (NEW YORK NY)
NY
09/26/2013 - 04/04/2014
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 10/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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