Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Rosensitto is a financial advisor in Newport Beach, California and has been in the industry since September 20, 1993. Lewis currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. Lewis has previously worked for several other firms including J.P. Morgan Securities LLC, First Republic Securities Company, LLC, and Citigroup Global Markets Inc. Lewis has several licenses including Series 6, 7, 22, 63, and 66. Lewis provides advisory services to individuals, corporations, and other clients and works with a variety of investment products and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/21/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
09/29/2023 - 10/03/2023
J.P. MORGAN SECURITIES LLC (NEWPORT BEACH CA)
CA
02/28/2012 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEWPORT BEACH CA)
CA
05/29/2007 - 03/05/2012
CITIGROUP GLOBAL MARKETS INC. (COSTA MESA CA)
CA
10/08/1999 - 05/29/2007
CITICORP INVESTMENT SERVICES (COSTA MESA CA)
MA
03/08/1996 - 11/16/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
03/08/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
AR
09/13/1996 - 10/25/1996
STEPHENS INC. (LITTLE ROCK AR)
CA
07/18/1996 - 09/17/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MA
01/21/1994 - 03/09/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
08/24/1992 - 11/24/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/24/1992 - 11/24/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
PA
12/17/1990 - 07/28/1992
CIGNA SECURITIES, INC. (RADNOR PA)
BOTH
Issued 05/13/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/14/1990
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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