Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Zwiebel is a financial advisor registered with Robert W. Baird & Co. Inc. Lewis has been in the industry since 1996 and holds the Series 6, 7, 26, 63, 65, and 66 securities licenses. Lewis's advisory services include financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. Lewis Zwiebel has been with Robert W. Baird & Co. Inc. since December 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
05/03/2022 - Present
Robert W. Baird & Co. Inc. (Prospect KY)
KY
07/14/2006 - 10/03/2008
TRANSAMERICA CAPITAL, INC. (LOUISVILLE KY)
CO
06/29/2006 - 07/14/2006
TRANSAMERICA CAPITAL, INC. (DENVER CO)
OH
12/14/2000 - 07/06/2006
INTERSECURITIES, INC. (DAYTON OH)
IN
01/12/1999 - 07/25/2000
CONSECO EQUITY SALES, INC. (CARMEL IN)
IA
03/23/1994 - 07/18/1997
PROVIDIAN SECURITIES CORPORATION (CEDAR RAPIDS IA)
BOTH
Issued 09/08/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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