Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Morton Wallensky is a financial advisor with LPL Financial LLC. Lewis has been in the financial industry since 1969 and has held numerous registrations over the years. Lewis is currently registered in Arizona, California, Massachusetts, Ohio, Oregon, and Texas. Lewis is also a Registered Investment Advisor with Lewis M. Wallensky Associates, based in Los Angeles, CA. Lewis offers financial planning and consulting services through the firm and has held the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/01/2024 - Present
LPL Financial LLC (LOS ANGELES CA)
CA
03/08/2000 - 11/29/2017
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MA
06/08/1983 - 03/20/2000
ASSOCIATED SECURITIES CORP. (BOSTON MA)
NA
12/21/1976 - 06/10/1983
AMERICAN PACIFIC SECURITIES CORPORATION
NA
11/13/1972 - 02/06/1977
1901 CENTURY FINANCIAL CORP.
NA
02/18/1969 - 12/15/1972
AMERICAN PACIFIC DISTRIBUTORS, INC.
BC
Issued 08/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/06/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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