Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Wallace is a registered representative with Commonfund Securities, Inc. Lewis has been in the financial services industry since 1999, and is a Series 6, 7, 31, and SIE licensed professional. Lewis specializes in investment company products, variable contracts, and futures. In addition to Connecticut, Lewis is registered in District of Columbia, Florida, Kentucky, North Carolina, South Carolina, Tennessee, Virgin Islands, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/14/2005 - Present
Commonfund Securities, Inc. (WILTON CT)
FL
11/01/1999 - 07/13/2005
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
BOTH
Issued 06/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 09/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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