Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Jonathan Block has been in the financial services industry since July 12, 2001. Lewis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Lewis is also a registered investment advisor representative in New Jersey, New York, and Texas. Lewis has previously worked at UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, and Prudential Securities Incorporated. Lewis has passed the Series 63, Series 65, Series 7, Series 31, and SIE exams. Lewis is a member of Business Network International. Lewis is a singer/songwriter and has produced and acted in a feature film.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/11/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
01/09/2009 - 01/20/2016
UBS FINANCIAL SERVICES INC. (PARAMUS NJ)
NY
04/02/2007 - 01/13/2009
MORGAN STANLEY & CO. INCORPORATED (PEARL RIVER NY)
NY
07/09/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PEARL RIVER NY)
MO
07/01/2003 - 07/12/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/13/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 08/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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