Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis James Walker has been in the financial services industry since 1976. Lewis is a Certified Financial Planner™ professional and is currently registered with The Strategic Financial Alliance, Inc. Lewis holds Series 7TO, Series 24 and Series 63 licenses. Lewis has been with The Strategic Financial Alliance, Inc. since 2003. Lewis specializes in providing financial planning, portfolio management for businesses and individuals, and educational seminars. Lewis is also a member of the Board of Directors for SFA Holdings, Inc. Lewis is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
03/25/2009 - Present
THE Strategic Financial Alliance, Inc. (PEACHTREE CORNERS GA)
GA
04/24/1992 - 11/22/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
03/17/1989 - 05/22/1992
DERAND/PENNINGTON/BASS, INC.
NA
09/28/1987 - 03/17/1989
PENNINGTON/BASS EQUITIES, INC.
NA
12/31/1979 - 10/06/1987
INVESTMENT MANAGEMENT & RESEARCH, INC
NA
05/19/1976 - 01/31/1980
FINANCIAL RESEARCH COMPANY
IA
Issued 08/17/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/26/1975
Series 00 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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