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Lewis J Ratti

Hartford Funds

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About Lewis J Ratti

Lewis J. Ratti is a registered investment advisor representative with Hartford Funds. Lewis is a highly experienced professional with over 15 years in the financial services industry. Lewis has a wide range of experience in both the brokerage and investment advisory businesses. Lewis has a strong focus on investments for investment companies and pooled investment vehicles. Lewis has a proven track record of success in helping clients achieve their financial goals. Lewis is committed to providing clients with personalized financial advice and exceptional service.

Firm Information

Lewis Ratti is currently registered with Hartford Funds. Hartford Funds is a registered investment advisor based in WAYNE, PA. They manage a total of $128.8 billion in assets for clients such as investment companies, pooled investment vehicles, and state or municipal government entities. They provide portfolio management services for investment companies and pooled investment vehicles, as well as selection of other advisors. They also offer investment advice to states in connection with 529 plans and model recommendations.
Hartford Funds

690 LEE ROAD

WAYNE, PA 19087

$128.83B

Assets Under Management

4

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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registrant provides investment advice to states in connection with 529 plans and model recommendations

Registrant provides investment advice to states in connection with 529 plans and model recommendations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees related to 529 plans and model recommendations.

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Lewis Ratti’s Registration & Firm History

PA

02/20/2018 - Present

Hartford Funds (Wynnewood PA)

PA

12/15/2003 - 01/20/2015

PERSHING LLC (KING OF PRUSSIA PA)

PA

12/09/2003 - 12/15/2003

LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)

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Licenses & Designations

BC

Issued 04/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/10/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lewis J Ratti.
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