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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Rogers is a financial advisor with Raymond James & Associates, Inc., located in Dallas, TX. Lewis has been in the industry since 1969, and has a broad range of experience working with individual clients, corporations and institutions. Lewis has passed various securities exams, including the Series 7, Series 3 and the Series 63. Lewis has a proven track record of helping clients achieve their financial goals. Prior to joining Raymond James & Associates, Inc., Lewis worked with Morgan Keegan & Company, Inc., Paine Webber Incorporated, and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/13/2013 - Present
Raymond James & Associates, Inc. (DALLAS TX)
TX
08/20/1996 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
NJ
01/28/1995 - 08/29/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/06/1984 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/18/1969 - 06/06/1984
A. G. EDWARDS & SONS, INC.
BC
Issued 08/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1985
Series 3 - National Commodity Futures Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 07/10/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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