Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Bobby Walker has been working in the financial services industry since 1997. Currently, Lewis Walker is a registered representative at LPL Financial LLC and provides a range of financial advisory services. Lewis Walker holds licenses for both securities and investment advisory activities. Previously, Lewis Walker has worked for several financial institutions, including Financial Resources Group Investment Services, LLC, IFMG Securities, INC., Salomon Smith Barney INC., Royce Investment Group, INC., and Colin Winthrop & Co., INC. Lewis Walker has experience in various aspects of the financial services industry. Lewis Walker can be reached at the LPL Financial LLC branch office located at 233 Arnold Mill Rd in Woodstock, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/26/2013 - Present
LPL Financial LLC (WOODSTOCK GA)
NY
05/03/2018 - 03/15/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (WHITESTONE NY)
NY
04/11/2000 - 05/27/2008
IFMG SECURITIES, INC. (WHITESTONE NY)
NY
10/27/1998 - 04/07/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/09/1998 - 11/06/1998
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NY
10/31/1997 - 01/12/1998
COLIN WINTHROP & CO., INC. (JERICHO NY)
BOTH
Issued 06/09/2003
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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