Unclaimed
Lewis Silberman is a financial advisor who has been in the industry since May 4, 2000. Lewis is currently registered with Kingswood Capital Partners, LLC in Austin, Texas. Lewis has a broad range of experience, having previously worked at Oppenheimer & Co. Inc., CIBC World Markets Corp., and PaineWebber Incorporated. Lewis holds several licenses including Series 7, Series 10, Series 24, Series 57TO, and Series 79TO. Lewis is also registered in several states including California, Georgia, New York, and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/19/2022 - Present
Kingswood Capital Partners, LLC (Austin TX)
NY
01/03/2003 - 03/15/2021
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/26/1999 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
01/01/1999 - 11/24/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 01/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/22/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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