Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Anthony Rosa is a financial professional with over 20 years of experience in the industry. Lewis is registered with Raymond James Financial Services Advisors, Inc. Lewis has held previous registrations with LPL FINANCIAL LLC, INVEST FINANCIAL CORPORATION, RAYMOND JAMES & ASSOCIATES, INC., FUTURESHARE FINANCIAL LLC, CONSECO SECURITIES, INC. and A. G. EDWARDS & SONS, INC. Lewis has a broad range of experience and specializes in investment advisory services, financial planning, portfolio management for businesses, and portfolio management for individuals. Lewis also has experience providing pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
05/18/2021 - Present
Raymond James Financial Services Advisors, Inc. (HERMITAGE PA)
PA
03/03/2009 - 04/05/2011
LPL FINANCIAL LLC (HERMITAGE PA)
PA
11/26/2002 - 03/11/2009
INVEST FINANCIAL CORPORATION (BADEN PA)
PA
02/08/2006 - 02/27/2006
RAYMOND JAMES & ASSOCIATES, INC. (SHARON PA)
NJ
12/05/2001 - 11/29/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
12/12/2000 - 12/05/2001
CONSECO SECURITIES, INC. (CARMEL IN)
MO
01/07/2000 - 12/22/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 01/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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