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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lewis? Claim Your ProfileLewis Anderson Daye is a financial advisor with Wells Fargo Clearing Services, LLC. Lewis has been in the industry since 2000 and holds Series 7, 31, and 66 licenses as well as the SIE exam. Lewis is registered in 16 states including Alabama, Arizona, California, Florida, Georgia, Missouri, Nevada, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and West Virginia. Lewis has previous experience with Evergreen Investment Services, Inc., Waddell & Reed, Inc., Vanguard Marketing Corporation, American Express Financial Advisors Inc., and IDS Life Insurance Company. Lewis offers financial planning, portfolio management for businesses and individuals, and investment consulting services to institutional clients. Lewis also owns rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/11/2015 - Present
Wells Fargo Clearing Services, LLC (DAVIDSON NC)
NC
12/20/2001 - 03/16/2005
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
KS
09/25/2001 - 10/24/2001
WADDELL & REED, INC. (OVERLAND PARK KS)
PA
10/02/2000 - 09/18/2001
VANGUARD MARKETING CORPORATION (MALVERN PA)
MN
07/05/2000 - 08/17/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/05/2000 - 08/17/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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