Unclaimed
Lewis Allen Broaddus is a financial advisor with Variable Investment Associates, Inc. based in TEA, SD. Lewis has been in the financial services industry since 2010. Lewis holds Series 6, 63, and SIE licenses. Lewis was previously registered with NEXT FINANCIAL GROUP, INC. and ONEAMERICA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
07/01/2013 - Present
Variable Investment Associates, Inc. (TEA SD)
VA
07/16/2012 - 07/01/2013
NEXT FINANCIAL GROUP, INC. (GLEN ALLEN VA)
VA
03/02/2010 - 07/25/2012
ONEAMERICA SECURITIES, INC. (GLEN ALLEN VA)
BC
Issued 03/17/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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