Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lew? Claim Your ProfileLew Howard Lemon is a financial advisor registered with LPL Financial LLC. Lew has been in the financial industry since 1985. Lew is licensed to provide financial advice in 20 states and is a registered investment advisor in California and Texas. Lew has a wide range of experience, having worked at several firms before joining LPL Financial. Lew has a strong understanding of the financial markets and is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/07/2021 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
09/09/2002 - 11/06/2007
XCU CAPITAL CORPORATION, INC. (SACRAMENTO CA)
CA
08/31/1999 - 09/23/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
07/20/1999 - 07/20/1999
ROUND HILL SECURITIES, INC. (ALAMO CA)
IA
03/04/1996 - 04/13/1999
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CA
10/22/1994 - 01/26/1996
COWLES, SABOL & COMPANY, INCORPORATED (CAMARILLO CA)
NA
09/21/1994 - 09/28/1994
FIRST INTERSTATE INVESTMENTS,INC.
MA
09/08/1993 - 08/08/1994
JMC FINANCIAL CORPORATION (BOSTON MA)
IA
02/03/1992 - 09/08/1993
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
CA
07/30/1991 - 01/24/1992
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
CA
01/17/1991 - 07/01/1991
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
04/15/1988 - 01/04/1991
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
07/02/1987 - 04/22/1988
GNA SECURITIES, INC.
NA
07/29/1985 - 07/18/1987
MONY SECURITIES CORP.
NA
09/24/1984 - 04/08/1985
TRANSINTERNATIONAL SECURITIES, INCORPORATED
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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