Unclaimed
Levi Wolters is a financial professional who is registered with Northwestern Mutual Investment Services, LLC, and has been in the industry since January 5, 2020. Levi holds the Series 63, Series 6TO and SIE licenses and is registered in Arkansas and Minnesota. Levi is currently working from the Northwestern Mutual Investment Services, LLC office in Little Rock, Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AR
01/06/2020 - Present
Northwestern Mutual Investment Services, LLC (LITTLE ROCK AR)
BC
Issued 01/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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