Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Levi? Claim Your ProfileLevi Kautz is a financial advisor at Edward Jones, with over 20 years of experience in the financial industry. Prior to joining Edward Jones, Levi Kautz worked at Northwestern Mutual Investment Services, LLC, Charles Schwab & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Levi Kautz specializes in providing financial advice and portfolio management services for individuals, businesses, and retirement plans. Levi Kautz also provides financial planning and investment education seminars. Levi Kautz holds a Series 7, 9, 10, 63, and 66 licenses. Levi Kautz is registered with the Financial Industry Regulatory Authority (FINRA) and is also registered in 25 states and 2 districts as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
03/26/2020 - Present
Edward Jones (Denver CO)
CO
12/02/2004 - 03/18/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
TX
11/10/1999 - 10/27/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
01/02/1998 - 10/04/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 05/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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