Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leven? Claim Your ProfileLeven Gray is a financial advisor with EF Legacy Securities, LLC in Louisville, Kentucky. Leven has been working in the financial industry since January 8, 1982 and has extensive experience in various roles including Compliance Officer and Municipal Securities Principal. Leven is registered with FINRA and is also registered to sell securities in 27 states. Prior to joining EF Legacy Securities, LLC, Leven worked at SANDERS MORRIS HARRIS LLC in Fairfax, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
03/29/2016 - Present
EF Legacy Securities, LLC (Louisville KY)
VA
08/23/2011 - 04/06/2016
SANDERS MORRIS HARRIS LLC (FAIRFAX VA)
TN
08/05/1998 - 08/05/2011
1ST BRIDGEHOUSE SECURITIES, LLC (FRANKLIN TN)
AL
09/23/2004 - 01/07/2005
BLUE CREEK SECURITIES, INC. (HUNTSVILLE AL)
TX
09/10/2003 - 02/10/2004
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
MO
08/09/1996 - 02/27/1998
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NA
09/21/1994 - 07/21/1995
AMERISTAR CAPITAL MARKETS, INC.
NA
06/28/1993 - 07/29/1994
MARKET STREET SECURITIES, INC.
MO
06/23/1987 - 07/29/1994
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
04/24/1980 - 06/09/1987
EDWARD D. JONES & CO., L.P.
BC
Issued 05/12/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/02/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/23/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/07/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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