Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Letitia? Claim Your ProfileLetitia Yang is a registered representative with D.e. Shaw Securities, LLC. Letitia has been in the securities industry since November 30, 2007. Letitia is licensed in 52 states, the District of Columbia and Puerto Rico. Letitia holds the following FINRA licenses: Series 3, Series 7, Series 30, Series 63, and Series 79TO. Letitia is also a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Letitia's experience includes working in the investment banking industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/28/2009 - Present
D.e. Shaw Securities, LLC (NEW YORK NY)
NY
11/05/2001 - 05/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2014
Series 3 - National Commodity Futures Examination
BC
Issued 05/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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