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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Letitia? Claim Your ProfileLetitia Ruelas is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., and has been in the industry since 1998. Letitia is a registered representative and investment advisor representative. She is licensed in Texas and has been with Merrill Lynch since 2009. Letitia previously worked at BANC OF AMERICA INVESTMENT SERVICES, INC. and NATIONAL FINANCIAL SERVICES LLC. Letitia holds several professional designations, including Series 7, Series 63, Series 66, Series 24, Series 53, and Series 4. Letitia specializes in portfolio management, including portfolio management for businesses and individuals. Letitia's services include performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisors and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
05/15/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
01/22/2003 - 05/23/2008
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
RI
11/10/1998 - 01/22/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 06/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/06/2010
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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