Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leticia? Claim Your ProfileLeticia Zaragoza is a financial advisor who is registered with Wells Fargo Clearing Services, LLC. Leticia is a licensed financial advisor with over 2 years of experience in the financial industry. Leticia holds the Series 7, Series 6, Series 63, and SIE licenses. Leticia is currently located in Bakersfield, CA and has previously worked at Empower Financial Services, Inc. Leticia is a specialist in investments, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/07/2023 - Present
Wells Fargo Clearing Services, LLC (BAKERSFIELD CA)
CO
08/19/2022 - 04/13/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CA
06/21/2021 - 03/29/2022
WELLS FARGO CLEARING SERVICES, LLC (VISALIA CA)
NY
02/09/2022 - 03/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
01/15/2021 - 03/30/2021
BBVA SECURITIES INC. (SCOTTSDALE AZ)
AZ
08/01/2019 - 10/21/2020
WELLS FARGO CLEARING SERVICES, LLC (PHOENIX AZ)
BC
Issued 08/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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