Unclaimed
Leticia Plaza is a registered representative of Houlihan Lokey Capital, Inc. based in Boston, Massachusetts. Leticia has been in the securities industry for over two years, holding previous registrations with MVP CAPITAL ADVISORS, LLC. Leticia is licensed with the State of Massachusetts and holds the Series 79TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
09/08/2020 - Present
Houlihan Lokey Capital, Inc. (Boston MA)
MA
06/22/2020 - 08/31/2020
MVP CAPITAL ADVISORS, LLC (Dedham MA)
BC
Issued 06/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/26/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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