Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Letha? Claim Your ProfileLetha Maldonado is a financial advisor who has been in the industry since 2006. Currently, Letha is an investment advisor representative at Stifel, Nicolaus & Company, Inc. Letha has prior experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Principal Securities, Inc., Citigroup Global Markets Inc., and UBS Financial Services Inc.. Letha has the following licenses: Series 7, Series 63, and SIE. Letha is registered to provide advisory services in 48 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/27/2020 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
TX
04/13/2020 - 10/27/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
TX
08/09/2019 - 09/25/2019
PRINCIPAL SECURITIES, INC. (FORT WORTH TX)
TX
01/09/2009 - 12/10/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
TX
02/02/2007 - 01/21/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
05/25/2006 - 01/30/2007
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
10/11/2005 - 05/24/2006
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
BC
Issued 03/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Letha Maldonado is the right advisor for you? Invested Better is here to help.
