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Lestes Parker Nivens

Lincoln Financial Distributors, Inc.

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About Lestes Parker Nivens

Lestes Nivens is a financial professional registered with Lincoln Financial Distributors, Inc. Lestes has been in the industry since June 2006. Lestes holds Series 6, Series 63, and SIE licenses. Previously, Lestes has worked with Lincoln Financial Advisors Corporation and ProEquities, Inc., among other firms.

Firm Information

Lestes Nivens is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lestes Nivens’s Registration & Firm History

IN

05/01/2024 - Present

Lincoln Financial Distributors, Inc. (FORT WAYNE IN)

IN

10/17/2016 - 05/01/2024

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

12/02/2008 - 12/31/2014

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

02/23/2006 - 11/13/2007

PROEQUITIES, INC. (FORT WAYNE IN)

IA

05/15/2002 - 03/01/2004

SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)

IA

11/01/2001 - 04/11/2002

EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)

VA

07/10/2001 - 10/18/2001

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

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Licenses & Designations

BC

Issued 10/03/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lestes Parker Nivens.
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