Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lester? Claim Your ProfileLester Raul Dominguez is a financial advisor registered with Morgan Stanley since 2011. Lester has been active in the financial services industry since 2005. Before joining Morgan Stanley, Lester worked at Morgan Keegan & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, SunTrust Investment Services, Inc., and Wachovia Securities, LLC. Lester offers investment advisory services, including portfolio management for individuals and businesses. Lester's registration status is currently active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
08/25/2011 - Present
Morgan Stanley (Coral Gables FL)
TN
11/09/2009 - 04/25/2011
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
FL
10/31/2007 - 01/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
FL
08/11/2006 - 02/05/2007
SUNTRUST INVESTMENT SERVICES, INC. (MIAMI FL)
MO
07/28/2005 - 08/26/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 01/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 07/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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