Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lester? Claim Your ProfileLester R. Concepcion has been in the securities industry since July 1, 2006. Lester is currently registered with Tradition Securities And Derivatives Llc in New York, NY. Previously, Lester was registered with ICAP Securities USA LLC and TP ICAP Global Markets Americas LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/12/2023 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
12/08/2014 - 04/06/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
04/27/2006 - 04/06/2023
TP ICAP GLOBAL MARKETS AMERICAS LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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