Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lester? Claim Your ProfileLester Hay, a financial advisor with over 30 years of experience, is currently registered with Osaic Advisory Services, LLC. Lester has also previously worked with several other firms, including TRIAD ADVISORS LLC, PARKLAND SECURITIES, LLC, and NATHAN & LEWIS SECURITIES, INC. Lester specializes in providing financial planning, pension consulting, and educational seminars. Lester currently holds Series 63, 65, and 7 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
05/18/2023 - Present
Osaic Advisory Services, LLC (Colorado Springs CO)
CO
05/18/2023 - 08/23/2024
TRIAD ADVISORS LLC (Colorado Springs CO)
CO
06/24/2003 - 05/18/2023
PARKLAND SECURITIES, LLC (LITTLETON CO)
NY
10/21/1996 - 06/27/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
DE
01/10/1994 - 10/18/1996
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
CA
01/05/1993 - 01/18/1994
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NY
10/30/1991 - 01/04/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
AZ
05/23/1990 - 10/14/1991
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NJ
02/23/1990 - 05/10/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/23/1990 - 05/10/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
AZ
06/28/1989 - 02/06/1990
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NA
09/20/1988 - 02/06/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/06/1987 - 10/03/1988
TRANSAMERICA SECURITIES SALES CORPORATION
NA
06/03/1985 - 10/03/1988
TRANSAMERICA FINANCIAL RESOURCES, INC.
NA
11/22/1983 - 05/20/1985
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 11/01/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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