Unclaimed
Lester Hochler is a financial professional with over 20 years of experience in the industry. Lester is currently registered with American Global Wealth Management, Inc. and Cape Securities Inc., and holds a Series 63, Series 14, Series 24, Series 27, Series 99TO, and SIE licenses. Lester is licensed in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
12/05/2019 - Present
American Global Wealth Management, Inc. (McDonough GA)
GA
01/21/2021 - 08/26/2021
G.F. INVESTMENT SERVICES, LLC (MCDONOUGH GA)
GA
05/10/2018 - 12/31/2019
BENCHMARK INVESTMENTS, INC. (McDonough GA)
NY
07/23/2004 - 10/17/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
01/02/2004 - 06/11/2004
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
09/08/2003 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NE
08/28/2002 - 03/17/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
11/20/2000 - 08/28/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
TX
07/12/1999 - 04/20/2001
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 09/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 06/29/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/25/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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