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Lester Graves Lennon

Mischler Financial Group, Inc.

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About Lester Graves Lennon

Lester Graves Lennon is a financial advisor with Mischler Financial Group, Inc. Lester has over 30 years of experience in the financial services industry, specializing in municipal securities. Lester has held numerous positions at several firms including FHN Financial Securities Corp., Stifel, Nicolaus & Company, Incorporated, Stone & Youngberg LLC, Samuel A Ramirez & Co., Inc., M. R. Beal & Company, and Charles A. Bell Securities Corp. Lester is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 52TO, Series 53 and Series 63 licenses. Lester is registered in 10 states including Arizona, California, Connecticut, District of Columbia, Hawaii, Illinois, New York, Oregon, Pennsylvania, and Texas.

Firm Information

Lester Lennon is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lester Lennon’s Registration & Firm History

CA

03/15/2021 - Present

Mischler Financial Group, Inc. (CORONA DEL MAR CA)

CA

04/24/2014 - 12/18/2019

FHN FINANCIAL SECURITIES CORP. (El Segundo CA)

CA

09/30/2011 - 03/19/2014

STIFEL, NICOLAUS & COMPANY, INCORPORATED (LOS ANGELES CA)

CA

10/28/2004 - 09/30/2011

STONE & YOUNGBERG LLC (LOS ANGELES CA)

NY

04/07/1993 - 10/18/2004

SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)

NY

06/11/1990 - 03/29/1993

M. R. BEAL & COMPANY (NEW YORK NY)

MD

08/18/1987 - 04/09/1990

CHARLES A. BELL SECURITIES CORP. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 08/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lester Graves Lennon.
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