Unclaimed
Lester Butler is a financial professional with over 30 years of experience in the financial services industry. Lester is currently registered with LPL Financial LLC and has previously held positions with several other firms including Lincoln Financial Securities Corporation, IMS Securities, Inc., Cambridge Investment Research, Inc., and VESTAX Securities Corporation. Lester holds multiple licenses including Series 6, 7, 24, 26, 63, and SIE. Lester also has the designation of Chartered Financial Consultant. Lester has a strong history of providing financial advice and investment services to a wide range of clients. Lester provides consulting, financial planning, pension consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/16/2018 - Present
LPL Financial LLC (FRIENDSWOOD TX)
TX
11/07/2016 - 08/20/2018
LINCOLN FINANCIAL SECURITIES CORPORATION (FRIENDSWOOD TX)
TX
05/07/2015 - 11/07/2016
IMS SECURITIES, INC. (FRIENDSWOOD TX)
TX
01/02/2014 - 04/24/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (Friendswood TX)
TX
01/03/2000 - 12/31/2013
LPL FINANCIAL LLC (MONTGOMERY TX)
OH
01/09/1998 - 12/31/1999
VESTAX SECURITIES CORPORATION (HUDSON OH)
MO
02/27/1996 - 01/14/1998
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
CO
06/10/1993 - 02/21/1996
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
GA
08/08/1990 - 12/31/1992
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NA
05/03/1988 - 01/03/1989
NEW ENGLAND SECURITIES CORPORATION
BC
Issued 05/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/22/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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