Unclaimed
Lester Charles Hawthorne is a financial professional with over 10 years of experience in the industry. Lester is currently registered with Vanguard Marketing Corp. Lester previously worked at FIRST UNION BROKERAGE SERVICES, INC. in Charlotte, NC. Lester has passed the Series 63, Series 24, SIE and Series 7 exams and is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/14/2010 - Present
Vanguard Marketing Corp. (MALVERN PA)
NC
12/07/1998 - 06/27/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BC
Issued 11/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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