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Lester Charles Hawthorne

Vanguard Marketing Corp.

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About Lester Charles Hawthorne

Lester Charles Hawthorne is a financial professional with over 10 years of experience in the industry. Lester is currently registered with Vanguard Marketing Corp. Lester previously worked at FIRST UNION BROKERAGE SERVICES, INC. in Charlotte, NC. Lester has passed the Series 63, Series 24, SIE and Series 7 exams and is registered in Pennsylvania.

Firm Information

Lester Hawthorne is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lester Hawthorne’s Registration & Firm History

PA

10/14/2010 - Present

Vanguard Marketing Corp. (MALVERN PA)

NC

12/07/1998 - 06/27/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 11/16/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/14/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lester Charles Hawthorne.
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