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Lester Baron

Transamerica Financial Advisors, Inc.

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About Lester Baron

Lester Baron is a financial advisor with Transamerica Financial Advisors, Inc. Lester has been in the financial industry since 2010. Lester is registered with the Financial Industry Regulatory Authority (FINRA) and has been a registered representative since 2012. Lester is also registered with the Securities and Exchange Commission (SEC) and has been a registered investment advisor representative since 2020. Lester's firm is based in Ontario, California and offers a variety of financial services, including portfolio management, financial planning, and retirement planning. Lester is dedicated to helping clients reach their financial goals.

Firm Information

Lester Baron is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lester Baron’s Registration & Firm History

CA

04/06/2020 - Present

Transamerica Financial Advisors, Inc. (Ontario CA)

CA

01/06/2012 - 12/31/2019

TRANSAMERICA FINANCIAL ADVISORS, INC (RANCHO CUCAMONGA CA)

CA

12/10/2009 - 01/06/2012

WORLD GROUP SECURITIES, INC. (AGOURA HILLS CA)

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Licenses & Designations

IA

Issued 08/01/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/18/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lester Baron. Review regulatory record here.
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