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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lester? Claim Your ProfileLester Brunker is a financial advisor registered with UBS Financial Services Inc. Lester Brunker is also an Investment Advisor Representative. Lester Brunker has been working in the financial services industry since September 18, 1989. Lester Brunker is registered in 45 states and is also registered with FINRA. Lester Brunker has a total of 10 approved SRO registrations. Lester Brunker has a total of 45 approved state registrations. Lester Brunker has a total of 4 approved IA state registrations. Lester Brunker has a total of 2 state exam registrations. Lester Brunker has a total of 3 product exam registrations. Lester Brunker has been working with UBS Financial Services Inc. since January 2009. Lester Brunker also has a previous registration with CITIGROUP GLOBAL MARKETS INC. from 1993-2009 and Lehman Brothers Inc. from 1989-1993. Lester Brunker is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WY
02/17/2023 - Present
UBS Financial Services Inc. (Teton Village WY)
MN
07/31/1993 - 01/15/2009
CITIGROUP GLOBAL MARKETS INC. (MINNEAPOLIS MN)
NY
09/19/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1989
Series 3 - National Commodity Futures Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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