Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Proceviat is a financial advisor with over 39 years of experience in the financial services industry. Leslie is currently registered with Osaic Wealth, Inc. and holds Series 7, 24, and 63 licenses, as well as the SIE exam. Leslie provides financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (SAN JOSE CA)
CA
05/29/1990 - 06/14/2024
SECURITIES AMERICA, INC. (SAN JOSE CA)
IN
11/21/1984 - 01/21/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
11/21/1984 - 06/15/1994
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
AZ
11/19/1989 - 05/31/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
03/07/1985 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
11/21/1984 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BC
Issued 01/30/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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