Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Theresa Vipond is a registered representative and investment advisor representative with Schwab Wealth Advisory, INC.. Leslie has been working in the financial industry since 1998. Leslie has held past positions with 401(K) INVESTMENT SERVICES, INC., AIG FINANCIAL ADVISORS, INC., SUNAMERICA SECURITIES, INC., ALLMERICA INVESTMENTS, INC., and FIRST OF AMERICA BROKERAGE SERVICE, INC.. Leslie holds the Series 63, Series 66, Series 7, and SIE licenses. Currently, Leslie is registered with the states of Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Iowa, Maine, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, North Carolina, Oregon, Tennessee, Texas, Utah, Washington, and Wisconsin. Leslie is located in the Phoenix, Arizona office of Schwab Wealth Advisory, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
AZ
01/04/2021 - Present
Schwab Wealth Advisory, Inc. (PHOENIX AZ)
TX
10/27/2008 - 12/31/2008
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
AZ
10/31/2005 - 11/08/2005
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
09/04/2002 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
10/17/1994 - 06/04/2002
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
OH
11/01/1993 - 10/05/1994
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
BOTH
Issued 12/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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