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Leslie Theresa Vipond

Schwab Wealth Advisory, Inc.

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About Leslie Theresa Vipond

Leslie Vipond is an investment advisor representative with Schwab Wealth Advisory, Inc.. Leslie Vipond has been in the financial services industry since February 22, 1998. Leslie Vipond is registered with the state of Arizona and Texas. Leslie Vipond works in the Phoenix, AZ office. Leslie Vipond's firm specializes in providing financial planning, portfolio management for individuals and portfolio management for businesses.

Firm Information

Leslie Vipond is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Leslie Vipond’s Registration & Firm History

AZ

01/04/2021 - Present

Schwab Wealth Advisory, Inc. (PHOENIX AZ)

TX

10/27/2008 - 12/31/2008

401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)

AZ

10/31/2005 - 11/08/2005

AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)

AZ

09/04/2002 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MA

10/17/1994 - 06/04/2002

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

OH

11/01/1993 - 10/05/1994

FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 12/12/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/24/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Leslie Theresa Vipond.
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