Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Sue Miller is a financial professional with over 29 years of experience in the industry. Leslie is currently registered with Charles Schwab & Co., Inc. Previously, Leslie has held positions with OPTIONSXPRESS, INC. and DEAN WITTER REYNOLDS INC. Leslie holds licenses including Series 7, 9, 10, 24, 55, 57TO, 63, and SIE. Leslie is registered in all 50 states, Washington D.C., and Puerto Rico. Leslie's specializations include: financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
12/18/1995 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
01/22/2015 - 11/10/2017
OPTIONSXPRESS, INC. (PHOENIX AZ)
NY
03/07/1994 - 01/03/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 03/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/15/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGX Exchange, Inc.
F
FINRA
M
MEMX LLC
N
Nasdaq Stock Market
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