Unclaimed
Leslie McDuffy is a financial advisor with over 24 years of experience in the financial services industry. Leslie is registered with Prudential Annuities Distributors, Inc. and holds Series 6 and 63 licenses. She also holds the SIE certification. Leslie has worked for several financial institutions including Prudential Annuities Distributors, Inc., American Skandia Marketing, Inc., Pruco Securities, LLC., Prudential Investment Management Services LLC and Pruco Securities Corporation. Leslie McDuffy specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/21/2022 - Present
Prudential Annuities Distributors, Inc. (Fort Washington PA)
PA
12/19/2007 - 04/17/2020
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)
CT
04/28/2004 - 12/31/2005
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
NJ
12/13/2002 - 04/28/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
01/01/1997 - 12/13/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
07/24/1996 - 01/01/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 05/15/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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