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Leslie Sherrese McDuffy

Prudential Annuities Distributors, Inc.

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About Leslie Sherrese McDuffy

Leslie McDuffy is a financial advisor with over 24 years of experience in the financial services industry. Leslie is registered with Prudential Annuities Distributors, Inc. and holds Series 6 and 63 licenses. She also holds the SIE certification. Leslie has worked for several financial institutions including Prudential Annuities Distributors, Inc., American Skandia Marketing, Inc., Pruco Securities, LLC., Prudential Investment Management Services LLC and Pruco Securities Corporation. Leslie McDuffy specializes in providing financial advice to individuals and families.

Firm Information

Leslie McDuffy is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Leslie McDuffy’s Registration & Firm History

PA

01/21/2022 - Present

Prudential Annuities Distributors, Inc. (Fort Washington PA)

PA

12/19/2007 - 04/17/2020

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (DRESHER PA)

CT

04/28/2004 - 12/31/2005

AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)

NJ

12/13/2002 - 04/28/2004

PRUCO SECURITIES, LLC. (NEWARK NJ)

NJ

01/01/1997 - 12/13/2002

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NJ

07/24/1996 - 01/01/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 05/15/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leslie Sherrese McDuffy.
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