Unclaimed
Leslie Shaw Dickert is a financial advisor currently registered with Equitable Advisors, LLC. Leslie is licensed in California, Florida, New York, Oklahoma, South Carolina, and Washington. She is a registered representative with FINRA and is a Registered Investment Advisor. Leslie has been working in the financial services industry since August 2022. She has previously worked for Ingalls & Snyder, LLC. Leslie earned the Series 7TO, Series 66, and SIE exams to qualify for her registrations. In addition to her financial services career, Leslie is also a part-time self employed lighting designer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/27/2023 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
08/31/2022 - 01/03/2023
INGALLS & SNYDER, LLC (NEW YORK NY)
BOTH
Issued 10/01/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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