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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Degroot is a financial advisor with over 30 years of experience in the industry. Leslie is currently registered with Morgan Stanley in Chicago, IL, and is also registered as an Investment Advisor Representative (IAR) in Illinois and Texas. Previously, Leslie worked at UBS Financial Services Inc. in Chicago, IL, from 2008 to 2023. Leslie holds Series 7, 63, and 65 licenses, and is a SIE exam pass holder. Leslie specializes in providing financial planning, portfolio management, and other advisory services for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
02/10/2023 - Present
Morgan Stanley (Chicago IL)
IL
05/16/2008 - 02/21/2023
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
07/01/2006 - 05/23/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
02/01/1999 - 07/01/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
01/01/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NA
08/02/1994 - 01/01/1996
THE MACHAIRA GROUP, INC.
MO
07/10/1992 - 07/19/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 02/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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