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Leslie Penka

DAI Wealth, LLC

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About Leslie Penka

Leslie Penka is an experienced financial advisor with over 17 years of experience in the financial services industry. Leslie holds Series 7, 24, 52TO, 53 and 63 securities licenses, as well as a Series 66 license, which allows her to provide investment advice in the states of Kansas and Georgia. Leslie is currently registered with Dai Wealth, LLC in the state of Kansas. Prior to that, Leslie held positions with LPL Financial, LLC, Purshe Kaplan Sterling Investments and Waddell & Reed. Leslie is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Leslie Penka is currently registered with DAI Wealth, LLC. DAI Wealth, LLC is an investment advisory firm based in Atlanta, GA. With 24 registered representatives, they manage approximately $152,547,774 in assets for 1,073 clients. Their advisory services include financial planning, portfolio management for individuals, and selection of other advisors. They primarily serve individuals, with a focus on high-net-worth clients, but also work with charitable organizations, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities.
DAI Wealth, LLC

2800 CENTURY PARKWAY NE

ATLANTA, GA 30345

$152.55M

Assets Under Management

1

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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Leslie Penka’s Registration & Firm History

KS

01/02/2024 - Present

DAI Wealth, LLC (LENEXA KS)

KS

12/02/2021 - 12/05/2022

LPL FINANCIAL LLC (LENEXA KS)

KS

01/11/2019 - 07/27/2021

PURSHE KAPLAN STERLING INVESTMENTS (Leawood KS)

KS

11/08/2016 - 03/20/2018

MADISON AVENUE SECURITIES, LLC (Topeka KS)

KS

09/18/2009 - 03/14/2016

WADDELL & REED (OVERLAND PARK KS)

KS

03/11/2004 - 05/04/2009

VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 03/09/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/2014

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/31/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 03/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Leslie Penka.
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