Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Montes de oca is an investment advisor representative with over 20 years of experience in the financial services industry. Leslie currently works at LPL Financial LLC, where Leslie is registered to provide both broker-dealer and investment advisor services in Florida. Leslie specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars. Leslie has held previous roles with BB&T Investment Services, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and IFMG Securities, Inc., among others. Leslie holds the Series 7, Series 6, Series 63 and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/14/2024 - Present
LPL Financial LLC (MIAMI BEACH FL)
FL
03/22/2017 - 04/12/2024
CITIGROUP GLOBAL MARKETS INC. (PLANTATION FL)
FL
07/15/2014 - 03/20/2017
BB&T INVESTMENT SERVICES, INC. (MIAMI FL)
FL
05/23/2013 - 07/14/2014
J.P. MORGAN SECURITIES LLC (MIRAMAR FL)
FL
03/04/2008 - 05/24/2013
LPL FINANCIAL LLC (MIRAMAR FL)
FL
08/11/2004 - 03/04/2008
IFMG SECURITIES, INC. (MIAMI FL)
MO
12/10/2003 - 07/02/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 07/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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