Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie O'Malley is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Leslie has been in the financial services industry since 2002. Leslie has obtained licenses in Ohio and holds the Series 6, 7, 63 and 66 licenses. Leslie previously worked with other firms, including Key Investments Inc., Key Clearing Corp., McDonald Investments Inc., FirstMerit Securities, Inc. and NatCity Investments, Inc. In addition to the listed firm, Leslie is registered with the following state: Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/14/2018 - Present
Wells Fargo Advisors Financial Network, LLC (BEACHWOOD OH)
OH
03/21/2005 - 03/24/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
04/15/2004 - 08/02/2004
FIRSTMERIT SECURITIES, INC. (AKRON OH)
OH
04/09/2003 - 04/16/2004
VALMARK SECURITIES, INC. (AKRON OH)
OH
09/24/2002 - 04/09/2003
FIRSTMERIT SECURITIES, INC. (AKRON OH)
OH
12/17/1999 - 09/17/2002
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
05/14/1999 - 12/17/1999
KEY CLEARING CORP. (BROOKLYN OH)
OH
04/07/1997 - 05/14/1999
KEY INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 05/14/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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