Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Nettles Zamora is a financial advisor registered with Raymond James & Associates, Inc. Leslie has been in the financial industry since January 17, 2017 and is licensed to offer securities in California, Colorado, Florida, New Jersey, and Texas. Leslie holds Series 6, 7, 63, and 66 licenses, and the SIE. Leslie has previously worked at American Funds Distributors, Inc. and T. Rowe Price Investment Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/20/2020 - Present
Raymond James & Associates, Inc. (SAN ANTONIO TX)
CA
11/06/2002 - 03/07/2003
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
MD
01/11/1999 - 11/07/2001
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 05/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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