Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Moise is a financial advisor with over 17 years of experience in the industry. Leslie is a registered representative and investment advisor representative. Leslie is currently registered with Arete Wealth Advisors, LLC and has been with them since July 2022. Prior to that, Leslie worked at National Securities Corporation and Wilmington Capital Securities, LLC. Leslie has a strong background in financial planning, portfolio management, and investment advisory services. Leslie is also registered in 33 states across the United States, and is a Series 7, 63, 66 and 24 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
NC
01/03/2024 - Present
Arete Wealth Advisors, LLC (Charlotte NC)
NC
12/21/2011 - 07/21/2022
NATIONAL SECURITIES CORPORATION (Charlotte NC)
NY
12/17/2013 - 12/19/2013
WILMINGTON CAPITAL SECURITIES, LLC (MELVILLE NY)
NY
06/19/1996 - 10/28/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
BOTH
Issued 12/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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