Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Castillo is an investment advisor representative registered with LPL Financial LLC and Mariner Independent. Leslie has over 17 years of experience in the financial services industry, including working with D.A. Davidson & Co. and Crowell Weedon & Co. Leslie's primary office is located in Carlsbad, CA. Leslie provides financial planning and investment advisory services to a variety of clients, including individuals, families, businesses, and retirement plans. Leslie is also a Certified Financial Planner (CFP). Leslie is registered to provide investment advisory services in 19 states including Arizona, California, Colorado, Hawaii, Idaho, Illinois, Indiana, Massachusetts, Nevada, New Mexico, Ohio, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/07/2017 - Present
LPL Financial LLC (CARLSBAD CA)
CA
11/25/2013 - 02/14/2017
D.A. DAVIDSON & CO. (CARLSBAD CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (CARLSBAD CA)
CA
08/22/2006 - 11/04/2013
CROWELL, WEEDON & CO. (CARLSBAD CA)
BOTH
Issued 09/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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