Unclaimed
Leslie Merrill Pischke coker is a registered representative with Barings Securities LLC. Leslie is active in the securities industry, having begun their career on September 8, 2019. Leslie has passed the Series 7TO, SIE, and Series 63 exams. Previously, Leslie was registered with DFA Securities LLC. Leslie is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/28/2023 - Present
Barings Securities LLC (CHARLOTTE NC)
NC
08/22/2019 - 08/09/2023
DFA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 11/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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