Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Leslie? Claim Your ProfileLeslie Marie emily Sweeney is a financial professional with over 20 years of experience in the industry. Leslie currently works at Bofa Securities, Inc., a firm specializing in research-related services and financial planning. Prior to joining Bofa Securities, Inc., Leslie worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, MORGAN STANLEY & CO., INCORPORATED, MORGAN STANLEY MARKET PRODUCTS INC., and PRUDENTIAL SECURITIES INCORPORATED. Leslie is registered with FINRA and holds the Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
IL
05/10/2019 - Present
Bofa Securities, Inc. (CHICAGO IL)
IL
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
05/09/2003 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
NY
02/06/2001 - 11/21/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
02/06/2001 - 11/21/2002
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
05/08/1998 - 11/28/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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